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2021 SEC OCIE Cybersecurity Exam Priorities

Yesterday the U.S. Securities and Exchange Commission (SEC) Office of Compliance Inspections and Examinations (OCIE) released its 2021 exam priorities. In the letter the SEC highlighted that their focus remains the same from prior years with a slight shift in priorities and adjustment of focus. The SEC stated that they will review whether firms have

2021-03-04T00:36:42-05:00March 4th, 2021|Alternative Asset Management, Awareness, Azure, BCP, BEC, Business Email Compromise, Cloud, coronavirus, Cyber, Exploit, Hackers, Hedge Fund, Identity Theft, Insider threats, Investment Adviser, Malware, OCIE, OWASP, Password, Penetration Test, Phishing, PII, Privacy, Private Equity, Regulatory, RIA, SEC, Table Top, Vulnerability, WFH, Work from home|

Cayman Islands Investment firm exposes sensitive client information!
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Cayman Islands Investment firm exposes sensitive client information!

Alternative Asset Management, Awareness, Azure, Cloud, Cyber, Identity Theft, Microsoft, OCIE, Password, PII, Privacy, SEC

Cayman Islands Investment firm exposes sensitive client information!

A Cayman Islands investment firm's backups stored in a Microsoft Azure Blob Storage was not secured properly thus resulting in a potential leak of personal banking information, individual passport data, and other sensitive information. A researcher discovered the gaping hole left open by the firm’s Hong Kong based IT provider via a special search engine

2020-12-31T18:42:49-05:00December 6th, 2020|Alternative Asset Management, Awareness, Azure, Cloud, Cyber, Identity Theft, Microsoft, OCIE, Password, PII, Privacy, SEC|

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2021 SEC OCIE Cybersecurity Exam Priorities

Cayman Islands Investment firm exposes sensitive client information!

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