OCIE

CFTC issues alerts and expects responses!
Gallery
CFTC issues alerts and expects responses!

CFTC, Cyber, OCIE, Regulatory, SEC

CFTC issues alerts and expects responses!

In December 2019, the U.S. government issued indictments against two hackers who were allegedly involved in a multiyear effort to penetrate the systems of several IT Vendors and Managed Services Providers (MSPs). The attack known today as the “Cloud Hopper Mega Hack” was first noticed in 2016, as indicated by the Wall Street Journal. Preview

2020-12-31T18:43:52-05:00January 9th, 2020|CFTC, Cyber, OCIE, Regulatory, SEC|

Cybersecurity Alert – OCIE – Safeguarding Customer Records and Information in Network Storage – Use of Third Party Security Features
Gallery
Cybersecurity Alert – OCIE – Safeguarding Customer Records and Information in Network Storage – Use of Third Party Security Features

Cyber, OCIE

Cybersecurity Alert – OCIE – Safeguarding Customer Records and Information in Network Storage – Use of Third Party Security Features

Alert On May 23, 2019, the Office of Compliance Inspections and Examinations ("OCIE") issued the alert "Safeguarding Customer Records and Information in Network Storage - Use of Third Party Security Features". In this alert the OCIE 'identified security risks associated with the storage of electronic customer records and information by broker-dealers and investment advisers in

2020-04-27T10:29:52-04:00May 27th, 2019|Cyber, OCIE|

Previous 23

Testing & Analysis

Assess & Comply

Govern & Manage

Train & Maintain

CFTC issues alerts and expects responses!

Cybersecurity Alert – OCIE – Safeguarding Customer Records and Information in Network Storage – Use of Third Party Security Features

Recent News

Threatpost

Get in touch!